Privacy Policy Notice

Home Privacy Policy Notice

Regulation S-P, Privacy of Consumer Financial Information, issued by the SEC in response to the privacy requirements of the Gramm-Bleach-Liley Act of 1999, requires financial institutions, including PlanPILOT, to provide notice to current clients and prospective clients about its policies and practices concerning the collection and use of customer, non-public information.

This privacy policy notice is given to all prospective clients of PlanPILOT upon entering into a contract with PlanPILOT and annually thereafter.

Privacy Disclosure Statement

A primary goal of PlanPILOT is to protect the privacy of its clients. To conduct regular business, PlanPILOT may collect non-public personal information from clients and their vendors from various sources (e.g. forms, on-line).

PlanPILOT does not sell the personal information of clients to anyone.  PlanPILOT does not share or disclose any non-public customer information, except as necessary to provide financial services to clients, or as allowed or required by law. PlanPILOT may be required to disclose personal information to cooperate with regulators or law enforcement authorities, to resolve customer disputes or for risk control.

Information Safeguarding

PlanPILOT has implemented strict policies and procedures aimed at protecting the sensitive nature of client information. PlanPILOT restricts access to client information to only those members of the firm that must provide products and services to clients in order to service those client’s accounts. PlanPILOT has implemented physical, electronic, and procedural safeguards aimed at meeting the firm’s duty to protect nonpublic client information.

Former Customers

Even if we cease to provide a client with financial products or services, our privacy policy will continue to apply and we will continue to treat the client’s non-public information with strict confidentiality.

If you have any questions concerning PlanPILOT’s privacy policy or concerns about your personal information, please feel free to contact us at (312) 973-4911 or